Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
    • SMF3 Executive Director (15 Oct 2024 to 10 Apr 2025)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Functions requiring qualifications (6 Mar 2021 to 19 Dec 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (28 Apr 2017 to 12 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.