GSB Capital Ltd

• Principal Place of Business

  1 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442080508845

  Web

  https://www.gsbglobal.com

• Complaints Contact

  1 Cornhill

  London

  City Of London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +442080508845

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alison Ruth Whatnall

  IRN AXW00625

  • SMF3 Executive Director (since 27 Sep 2022)
• Christopher Robert Wright

  IRN CXW00495

  • [FCA CF] Client dealing (26 Oct 2022 to 21 Jun 2024)
  • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 21 Jun 2024)
• Craig Scott Ritchie

  IRN CXR10633

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
• Daniel Morris

  IRN DXM00785

  • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 26 Oct 2022)
• David Kennedy Smylie

  IRN DXS00719

  • [FCA CF] Functions requiring qualifications (5 Oct 2022 to 26 Oct 2022)
• Gary Michael Day

  IRN GMD00006

  • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 16 Jan 2024)
  • [FCA CF] Client dealing (1 Jun 2023 to 16 Jan 2024)
• Jawad Joseph Faisal Jawad

  IRN JJJ01037

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Sep 2025)
• Jonathan David Urquhart

  IRN JXU00009

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2023)
  • [FCA CF] Client dealing (since 4 Dec 2023)
  • SMF16 Compliance Oversight (11 Sep 2024 to 10 Apr 2025)
  • Responsibility for MCD Intermediation (11 Sep 2024 to 10 Apr 2025)
  • SMF3 Executive Director (11 Sep 2024 to 10 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Sep 2024 to 10 Apr 2025)
• Joshua James Nash

  IRN JXN00232

  • [FCA CF] Functions requiring qualifications (4 Oct 2022 to 5 Oct 2022)
• Lloyd Simpson

  IRN LXS00437

  • [FCA CF] Client dealing (26 Oct 2022 to 2 Sep 2024)
  • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 2 Sep 2024)

No changes recorded yet.