Richard James Canwell

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Aug 2024)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 18 May 2021)
  • GSB Capital Ltd (no longer approved here)

    FRN 971774

    • [FCA CF] Functions requiring qualifications (3 Oct 2022 to 26 Oct 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (21 Feb 2017 to 1 Jul 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (16 Jul 2015 to 7 Mar 2017)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (32)Employed By (16 Jul 2015 to 7 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.