Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GSB Capital Ltd
FRN 971774
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF16 Compliance Oversight (since 9 Oct 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Oct 2025)
- Responsibility for MCD Intermediation (since 15 Sep 2025)
- SMF3 Executive Director (since 27 Sep 2022)
- Responsible for Insurance Distribution (since 27 Sep 2022)
- [FCA CF] Functions requiring qualifications (since 9 Jul 2021)
- SMF16 Compliance Oversight (27 Sep 2022 to 12 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (27 Sep 2022 to 12 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.