Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Deaves

    IRN RXD01229

    • CF30 Customer (10 May 2018 to 19 Apr 2019)
  • Robert Hale

    IRN RXH01350

    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF23 Corporate Finance Adviser (1 Jul 2007 to 31 Oct 2007)
  • Robert Hyman Beenstock

    IRN RHB01080

    • CF30 Customer (25 Mar 2009 to 10 Jun 2011)
  • Robert James Lamond

    IRN RJL00018

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
  • Robert K Hannah

    IRN RKH01035

    • SMF27 Partner (9 Dec 2019 to 1 Apr 2025)
    • CF4 Partner (1 Dec 2011 to 31 May 2018)
  • Robin Brian Jackson

    IRN RBJ01014

    • CF30 Customer (1 Nov 2007 to 11 Mar 2011)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • Robin Charles Rowe

    IRN RCR01043

    • CF4 Partner (1 Jul 2004 to 31 Dec 2008)
  • Robin Raeburn Clements

    IRN RRC00001

    • CF26 Customer Trading (28 Apr 2005 to 31 Oct 2006)
    • CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2006)
    • CF22 Investment Adviser (Trainee) (16 Nov 2004 to 28 Apr 2005)
  • Romuald Jeremi Matyszczyk

    IRN RJM01271

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF23 Corporate Finance Adviser (1 Jul 2007 to 31 Oct 2007)
  • Ronnie D J White

    IRN RDW01061

    • CF21 Investment Adviser (1 Jul 2004 to 14 Jan 2005)
    • CF26 Customer Trading (1 Jul 2004 to 14 Jan 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.