Grant Thornton UK LLP

Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
    Web
    https://www.grantthornton.co.uk

  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ross McLellan

    IRN RXM01482

    • CF26 Customer Trading (1 Jul 2004 to 20 Aug 2004)
    • CF21 Investment Adviser (1 Jul 2004 to 20 Aug 2004)
  • Roy Welsby

    IRN RXW01290

    • CF10 Compliance Oversight (4 Oct 2013 to 14 Mar 2017)
    • CF11 Money Laundering Reporting (16 Jul 2013 to 31 May 2018)
    • CF29 Significant management (2 Jul 2012 to 31 May 2018)
    • CF30 Customer (1 Nov 2007 to 7 May 2013)
    • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
  • Ruth Joanna Walker

    IRN RJW01289

    • CF30 Customer (1 Nov 2007 to 14 May 2010)
    • CF21 Investment Adviser (27 Oct 2006 to 31 Oct 2007)
    • CF26 Customer Trading (27 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Oct 2005 to 12 Oct 2006)
  • Ruth Rebecca Chenery

    IRN RRC00002

    • CF26 Customer Trading (1 Jul 2004 to 30 Dec 2005)
    • CF21 Investment Adviser (1 Jul 2004 to 30 Dec 2005)
  • Sacha Veronica Romanovitch

    IRN SXR01663

    • CF3 Chief Executive (6 Jul 2015 to 13 Dec 2018)
    • CF4 Partner (10 Jan 2008 to 13 Dec 2018)
  • Sally Talbot

    IRN SXT01541

    • CF30 Customer (23 Feb 2015 to 31 Mar 2017)
  • Samantha Beatrice Susan Harrison

    IRN SBH01029

    • CF23 Corporate Finance Adviser (1 Jul 2007 to 19 Sep 2007)
  • Sandy McPherson

    IRN SJM01529

    • CF30 Customer (4 Jan 2011 to 18 Oct 2013)
  • Sarah Elizabeth Howard

    IRN SEH01136

    • CF4 Partner (5 Jun 2018 to 1 Sep 2019)
  • Scott Alexander William Moore

    IRN SXM01622

    • CF30 Customer (10 Jan 2011 to 22 Dec 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.