Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (4 Oct 2013 to 14 Mar 2017)
- CF11 Money Laundering Reporting (16 Jul 2013 to 31 May 2018)
- CF29 Significant management (2 Jul 2012 to 31 May 2018)
- CF30 Customer (1 Nov 2007 to 7 May 2013)
- CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.