Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 9 Aug 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 25 Apr 2019)
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NPS 2025 Limited
FRN 1040144
- (3)Employed By (since 9 Aug 2025)
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- CF30 Customer (10 May 2018 to 19 Apr 2019)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2014)
- CF21 Investment Adviser (14 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.