Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Reza Hazemi-Jebelli

  IRN RXH00915

  • Director of firm who is not a certification employee or a SMF manager (since 18 Jan 2026)
• Richard Antony Harwood

  IRN RAH01171

  • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Jul 2004 to 31 Oct 2007)
• Richard Edward Davey

  IRN RED01041

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Mar 2023)
• Richard Eyre

  IRN RXE01231

  • CF2 Non Executive Director (20 Sep 2010 to 31 Dec 2015)
• Richard John Wheatley

  IRN RJW01224

  • CF30 Customer (1 Nov 2007 to 11 Jun 2015)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Jul 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
• Richard Norman Proctor

  IRN RNP01017

  • CF4 Partner (1 Jul 2004 to 1 Jul 2010)
• Richard Thomas Speight

  IRN RTS01048

  • CF30 Customer (16 Jun 2011 to 11 Aug 2015)
• Richard William Chapman

  IRN RWC00016

  • CF30 Customer (9 Sep 2008 to 30 Jun 2010)
• Robert Alphonso Anglin

  IRN RAA01059

  • CF21 Investment Adviser (1 Jul 2004 to 20 May 2005)
  • CF26 Customer Trading (1 Jul 2004 to 20 May 2005)
• Robert Darren Withecombe

  IRN RDW01080

  • CF29 Significant management (1 Nov 2007 to 31 May 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (6 Feb 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (6 Feb 2006 to 31 May 2009)
  • CF17 Significant Mgt (Other Business Operations) (6 Feb 2006 to 31 Oct 2007)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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