Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FRANCIS CLARK FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 433591

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Apr 2023)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF29 Significant management (1 Nov 2007 to 31 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Feb 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (6 Feb 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (6 Feb 2006 to 31 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.