Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North West) Limited
FRN 229808
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 9 Jan 2026)
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PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 28 Sep 2023)
- [FCA CF] Client dealing (since 28 Sep 2023)
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- CF30 Customer (3 Apr 2009 to 23 May 2012)
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- CF21 Investment Adviser (9 Jun 2005 to 2 Apr 2007)
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- CF21 Investment Adviser (1 Jul 2004 to 20 May 2005)
- CF26 Customer Trading (1 Jul 2004 to 20 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.