Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Simon Blant

    IRN PSB00046

    • CF30 Customer (6 Apr 2010 to 7 Oct 2010)
  • Philip Andrew Bailey

    IRN PAB00141

    • CF21 Investment Adviser (1 Jul 2004 to 26 Oct 2005)
    • CF26 Customer Trading (1 Jul 2004 to 26 Oct 2005)
  • Philip Geoffrey Bird

    IRN PGB01070

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF23 Corporate Finance Adviser (1 Jul 2007 to 31 Oct 2007)
  • Philip James Whaley

    IRN PXW01683

    • CF30 Customer (24 Feb 2014 to 18 Sep 2014)
  • Philip John Samuel Smyth

    IRN PJS00055

    • CF30 Customer (8 Apr 2016 to 19 Nov 2018)
  • Philip M Jackson

    IRN PMJ01031

    • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
    • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
  • Philip Secrett

    IRN PXS01468

    • CF30 Customer (since 27 Feb 2025)
    • SMF27 Partner (12 Dec 2019 to 1 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • CF4 Partner (14 Jun 2016 to 30 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
  • Philip Sharpe

    IRN PXS01467

    • CF30 Customer (28 Jun 2019 to 30 Nov 2019)
  • Philip Stephen Wilde

    IRN PSW01054

    • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
    • CF24 Pension Transfer Specialist (15 Aug 2006 to 31 Oct 2007)
    • CF26 Customer Trading (28 Jul 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 28 Jul 2004)
  • Rebecca Eagle

    IRN RXE00196

    • SMF27 Partner (since 9 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.