Philip John Samuel Smyth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & E Davy (UK) Limited

    FRN 172140

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Significant management (since 16 Dec 2020)
    • [FCA CF] Material risk taker (since 16 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (12 Feb 2019 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (8 Apr 2016 to 19 Nov 2018)
  • AIB GROUP (UK) P.L.C. (no longer approved here)

    FRN 122088

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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