Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
    • [FCA CF] Client dealing (since 14 Jul 2025)
  • Dartington Wealth Management Limited (no longer approved here)

    FRN 717593

    • [FCA CF] Client dealing (1 Jan 2025 to 11 Jul 2025)
    • [FCA CF] Functions requiring qualifications (1 Jan 2025 to 11 Jul 2025)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (1 Nov 2007 to 24 Jan 2008)
    • CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
    • CF27 Investment Management (4 Nov 2005 to 31 Oct 2007)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF21 Investment Adviser (1 Jul 2004 to 26 Oct 2005)
    • CF26 Customer Trading (1 Jul 2004 to 26 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.