Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mohammed-Azeem Merali

    IRN MXM02588

    • SMF27 Partner (21 Jun 2023 to 1 Apr 2025)
    • CF4 Partner (26 Jul 2010 to 30 Jun 2018)
  • Monique Fry

    IRN MXF00532

    • SMF27 Partner (1 Jul 2024 to 1 Apr 2025)
  • Muhammed Faried Chopdat

    IRN MXC01400

    • Director of firm who is not a certification employee or a SMF manager (24 Jun 2025 to 31 Dec 2025)
  • NICHOLAS FRANK GILLOTT

    IRN NFG01011

    • CF30 Customer (since 27 Feb 2025)
    • [FCA CF] Client dealing (16 Oct 2024 to 31 Mar 2025)
  • Nathan Knight

    IRN NXK01093

    • CF21 Investment Adviser (1 Jul 2004 to 22 Oct 2004)
  • Neil Cameron Crawford

    IRN NCC01033

    • CF23 Corporate Finance Adviser (1 Jul 2007 to 19 Sep 2007)
  • Neil James Messenger

    IRN NJM00007

    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Nov 2019)
    • Responsible for Insurance Mediation (27 Oct 2009 to 30 Sep 2018)
    • CF29 Significant management (27 Jun 2008 to 29 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 29 Nov 2019)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • Neil Robin Torney

    IRN NRT00001

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
  • Nichola Eyton-Jones

    IRN NXE00129

    • CF30 Customer (since 18 Jun 2025)
  • Nicholas James Butcher

    IRN NJB00019

    • CF30 Customer (7 Jan 2015 to 29 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.