Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (30 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (7 Jan 2015 to 29 Nov 2019)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2013)
- CF22 Investment Adviser (Trainee) (30 Mar 2006 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (1 Nov 2004 to 3 Nov 2004)
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- CF21 Investment Adviser (28 Apr 2003 to 1 Mar 2005)
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- Employed By (28 Apr 2003 to 1 Mar 2005)
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- CF21 Investment Adviser (11 Nov 2002 to 29 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.