Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 20 Nov 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 20 Nov 2024)
    • CF1 Director (AR) (since 19 Nov 2024)
    • CF30 Customer (since 19 Nov 2024)
    • (1)Employed By (since 19 Nov 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (4 Aug 2016 to 17 Jun 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (14 Apr 2011 to 17 Jun 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.