Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 3 Mar 2023)
    • (1)Employed By (since 3 Mar 2023)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • Responsibility for MCD Intermediation (7 May 2021 to 30 Sep 2021)
    • SMF3 Executive Director (7 May 2021 to 30 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 May 2021)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • SMF3 Executive Director (7 May 2021 to 30 Sep 2021)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Nov 2019)
    • Responsible for Insurance Mediation (27 Oct 2009 to 30 Sep 2018)
    • CF29 Significant management (27 Jun 2008 to 29 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 29 Nov 2019)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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