Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- CF1 Director (AR) (since 3 Mar 2023)
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Professional Independent Wealth Advice Ltd
FRN 990284
- (1)Employed By (since 3 Mar 2023)
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- Responsibility for MCD Intermediation (7 May 2021 to 30 Sep 2021)
- SMF3 Executive Director (7 May 2021 to 30 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 7 May 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 May 2021)
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- SMF3 Executive Director (7 May 2021 to 30 Sep 2021)
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- Responsible for Insurance Distribution (1 Oct 2018 to 29 Nov 2019)
- Responsible for Insurance Mediation (27 Oct 2009 to 30 Sep 2018)
- CF29 Significant management (27 Jun 2008 to 29 Nov 2019)
- CF30 Customer (1 Nov 2007 to 29 Nov 2019)
- CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
- CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.