Grant Thornton UK LLP

Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
    Web
    https://www.grantthornton.co.uk

  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Kenneth Moore

    IRN AKM01038

    • CF24 Pension Transfer Specialist (1 Jul 2004 to 5 Nov 2004)
    • CF21 Investment Adviser (1 Jul 2004 to 5 Nov 2004)
  • Alan Lees

    IRN AXL01565

    • CF4 Partner (1 Oct 2007 to 30 Sep 2009)
  • Alan Stott Turner

    IRN AST01075

    • CF30 Customer (20 Nov 2017 to 29 Nov 2019)
  • Alasdair Gregory Wild

    IRN AGW01081

    • CF30 Customer (1 Nov 2007 to 15 Feb 2018)
    • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
    • CF26 Customer Trading (19 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 19 Jun 2006)
  • Alexander Grayson Newton

    IRN AGN00009

    • CF30 Customer (1 Nov 2007 to 2 Aug 2013)
    • CF22 Investment Adviser (Trainee) (20 Apr 2006 to 31 Oct 2007)
  • Alexander James Bold

    IRN AJB01682

    • CF30 Customer (18 Nov 2014 to 12 Oct 2018)
  • Ali Sharifi

    IRN AXS01682

    • CF30 Customer (13 Feb 2013 to 4 Jul 2016)
  • Andrew Howie

    IRN AXH88195

    • Responsible for Insurance Distribution (1 Jul 2022 to 31 Jul 2022)
    • SMF27 Partner (13 Oct 2020 to 31 Jul 2022)
  • Andrew James Humphrey

    IRN AXH01398

    • CF30 Customer (1 Nov 2007 to 28 Nov 2008)
    • CF23 Corporate Finance Adviser (1 Jul 2007 to 31 Oct 2007)
  • Andrew James Milligan

    IRN AJM01715

    • CF30 Customer (3 Feb 2014 to 18 Dec 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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