Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 1 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
    • [FCA CF] Client dealing (since 7 Mar 2021)
    • CF30 Customer (18 Apr 2018 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 15 Feb 2018)
    • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
    • CF26 Customer Trading (19 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 19 Jun 2006)
  • Syndaxi Financial Planning Ltd (no longer approved here)

    FRN 187064

    • (10)Employed By (3 Dec 2004 to 16 Jan 2006)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF21 Investment Adviser (3 Dec 2004 to 16 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.