Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Stowers

    IRN AJS01366

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF24 Pension Transfer Specialist (24 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Nov 2004 to 31 Oct 2007)
    • CF26 Customer Trading (12 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jul 2004 to 12 Nov 2004)
  • Andrew Kilby

    IRN AJK00024

    • CF30 Customer (15 Jul 2017 to 29 Nov 2019)
  • Andrew Leslie Morley

    IRN AXM01765

    • CF30 Customer (18 Dec 2012 to 14 Mar 2014)
  • Andrew Michael Menzies

    IRN AMM01150

    • CF29 Significant management (27 Jun 2008 to 30 Jun 2009)
  • Andrew Rees Morgan

    IRN ARM01164

    • CF30 Customer (27 Feb 2025 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • Andrew Roberts

    IRN AXR01382

    • CF30 Customer (1 Nov 2007 to 4 Feb 2009)
    • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
  • Andrew Wood

    IRN AXW00875

    • SMF27 Partner (1 Jul 2024 to 1 Apr 2025)
  • Ann Bristow

    IRN AXB00070

    • CF21 Investment Adviser (1 Jul 2004 to 30 Jun 2006)
    • CF26 Customer Trading (1 Jul 2004 to 30 Jun 2006)
  • Anthony John Grist

    IRN AJG00028

    • CF30 Customer (3 May 2017 to 8 Sep 2017)
  • Anthony Kenneth Drew

    IRN AKD00007

    • CF26 Customer Trading (1 Jul 2004 to 13 Jan 2006)
    • CF21 Investment Adviser (1 Jul 2004 to 13 Jan 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.