Graham Capital LLP

• Principal Place of Business

  55 Baker St

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +442078712100

• Complaints Contact

  55 Baker St

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +12038993454

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Miller Hochman

  IRN JMH01152

  • CF11 Money Laundering Reporting (24 Apr 2012 to 5 Aug 2016)
  • CF3 Chief Executive (24 Apr 2012 to 5 Aug 2016)
  • CF4 Partner (24 Apr 2012 to 5 Aug 2016)
  • CF30 Customer (24 Apr 2012 to 31 May 2014)
• Jennifer Fraser

  IRN JXF01681

  • CF4 Partner (21 Aug 2012 to 27 Mar 2014)
  • CF30 Customer (21 Aug 2012 to 27 Mar 2014)
• Jon Arne Thoresen

  IRN JAT01073

  • [FCA CF] Client dealing (since 18 Sep 2023)
• Jonathan David Matthews

  IRN JDM01092

  • CF30 Customer (6 Jun 2016 to 5 May 2017)
  • CF4 Partner (6 Jun 2016 to 5 May 2017)
• Jonathon Kowalski

  IRN JXK01723

  • CF30 Customer (1 Apr 2014 to 25 Mar 2016)
  • CF4 Partner (26 Jun 2012 to 25 Mar 2016)
• Justin Wicks

  IRN JXW02176

  • CF4 Partner (26 Apr 2012 to 27 Mar 2013)
  • CF30 Customer (26 Apr 2012 to 27 Mar 2013)
• Kacper Brzezniak

  IRN KBB01016

  • [FCA CF] Client dealing (since 3 Aug 2021)
• Kirsty Anne Short

  IRN KAF01064

  • [FCA CF] Client dealing (since 15 Jun 2023)
• Lars Ahlgreen

  IRN LXA01101

  • CF4 Partner (28 May 2013 to 19 Aug 2013)
  • CF30 Customer (28 May 2013 to 19 Aug 2013)
• Lee Anthony Bostock

  IRN LAB01073

  • CF4 Partner (29 Apr 2013 to 30 Sep 2013)
  • CF30 Customer (29 Apr 2013 to 30 Sep 2013)

No changes recorded yet.