James Miller Hochman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Graham Capital LLP (no longer approved here)

    FRN 564058

    • CF4 Partner (24 Apr 2012 to 5 Aug 2016)
    • CF30 Customer (24 Apr 2012 to 31 May 2014)
    • CF3 Chief Executive (24 Apr 2012 to 5 Aug 2016)
    • CF11 Money Laundering Reporting (24 Apr 2012 to 5 Aug 2016)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF4 Partner (AR) (19 Aug 2011 to 21 Dec 2011)
    • CF30 Customer (11 Jul 2011 to 21 May 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (30 Apr 2002 to 3 May 2002)
    • CF26 Customer Trading (8 Mar 2002 to 30 Apr 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (30 Apr 2002 to 3 May 2002)
    • CF26 Customer Trading (1 Mar 2002 to 30 Apr 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (30 Apr 2002 to 3 May 2002)
    • CF26 Customer Trading (1 Mar 2002 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.