Lee Anthony Bostock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED (no longer approved here)
FRN 505252
- [FCA CF] Client dealing (12 Jan 2023 to 27 Jun 2023)
Privium Fund Management (UK) Limited (no longer approved here)
FRN 471186
- CF30 Customer (2 Jul 2018 to 26 Nov 2019)
- CF1 Director (AR) (2 Jul 2018 to 26 Nov 2019)
TRIUM CAPITAL LLP (no longer approved here)
FRN 497640
- CF30 Customer (25 Sep 2014 to 8 Jan 2018)
Graham Capital LLP (no longer approved here)
FRN 564058
- CF4 Partner (29 Apr 2013 to 30 Sep 2013)
- CF30 Customer (29 Apr 2013 to 30 Sep 2013)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 25 Feb 2009)
- CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (18 Nov 2003 to 7 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.