Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Graham Capital LLP
FRN 564058
- [FCA CF] Client dealing (since 18 Sep 2023)
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- CF29 Significant management (26 Nov 2010 to 1 May 2012)
- CF30 Customer (23 Jun 2010 to 1 May 2012)
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- CF29 Significant management (1 Nov 2007 to 15 Dec 2009)
- CF30 Customer (1 Nov 2007 to 22 Mar 2010)
- CF17 Significant Mgt (Other Business Operations) (16 Sep 2004 to 31 May 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (16 Sep 2004 to 31 Oct 2007)
- CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 24 Jul 2002)
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- CF26 Customer Trading (1 Dec 2001 to 24 Jul 2002)
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- CF26 Customer Trading (1 Dec 2001 to 24 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.