Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 Sep 2023)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF29 Significant management (26 Nov 2010 to 1 May 2012)
    • CF30 Customer (23 Jun 2010 to 1 May 2012)
  • Danske Bank A/S (no longer approved here)

    FRN 124655

    • CF29 Significant management (1 Nov 2007 to 15 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 22 Mar 2010)
    • CF17 Significant Mgt (Other Business Operations) (16 Sep 2004 to 31 May 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Sep 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF26 Customer Trading (1 Dec 2001 to 24 Jul 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF26 Customer Trading (1 Dec 2001 to 24 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF26 Customer Trading (1 Dec 2001 to 24 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.