Goodmans Financial Planning Ltd

• Principal Place of Business

  6 Drake Circus

  Plymouth

  Devon

  PL4 8AQ

  UNITED KINGDOM

  Phone

  +4401752686725

  Web

  https://www.goodmansfp.com

• Complaints Contact

  6 Drake Circus

  Plymouth

  Devon

  PL4 8AQ

  UNITED KINGDOM

  Phone

  +4401752686725

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma-Jane Louise Gamble

  IRN UXT01006

  • CF30 Customer (8 May 2017 to 19 Sep 2017)
• George Thomas Gilham

  IRN GXG00228

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
• Georgina Mary Walker

  IRN GXW00261

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 May 2025)
  • [FCA CF] Functions requiring qualifications (since 23 May 2025)
• Gregory Scott Moss

  IRN GSM00043

  • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
• Heather Imogen Dunne

  IRN HID00002

  • CF30 Customer (21 Jul 2015 to 9 Feb 2017)
• Holly Jade Moody

  IRN HXM09456

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 3 Jan 2023)
  • SMF3 Executive Director (since 22 Dec 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (14 Dec 2018 to 8 Dec 2019)
• Isabel Mary Thomas

  IRN IXP00098

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
  • [FCA CF] Client dealing (since 1 Mar 2023)
• Jennifer May Ives

  IRN JMI01022

  • CF30 Customer (14 Jul 2016 to 8 Dec 2019)
• John Strange

  IRN JXS00310

  • CF30 Customer (7 Mar 2012 to 18 Nov 2014)
• Kevin Fancett

  IRN KXF00014

  • CF30 Customer (10 Oct 2014 to 1 Nov 2018)

No changes recorded yet.