Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Feb 2020)
    • Appointed representative dealing with clients for which they require qualification (since 4 Feb 2020)
    • CF1 Director (AR) (since 29 Jan 2020)
    • CF30 Customer (since 29 Jan 2020)
    • (1)Employed By (since 29 Jan 2020)
  • Goodmans Financial Planning Ltd (no longer approved here)

    FRN 513667

    • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
  • Womble Bond Dickinson Wealth Limited (no longer approved here)

    FRN 596652

    • CF30 Customer (23 Apr 2015 to 27 Jul 2018)
  • Paradigm Norton Financial Planning Ltd (no longer approved here)

    FRN 455083

    • CF30 Customer (30 Apr 2013 to 21 Feb 2015)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (3 May 2012 to 15 Mar 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Jun 2008 to 26 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 11.2 Financial Planning Ltd

  2. controlled function added: (1)Employed By at 11.2 Financial Planning Ltd