Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Sep 2014 to 8 Dec 2019)
-
- CF30 Customer (7 Mar 2012 to 18 Nov 2014)
-
- CF30 Customer (4 Mar 2008 to 4 Jul 2012)
-
- CF30 Customer (1 Nov 2007 to 22 Feb 2008)
- CF21 Investment Adviser (24 Jan 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.