GML Capital LLP

Date authorised
1 April 2013
Companies House
OC326977
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Lantern
    75 Hampstead Road
    London
    Camden
    NW1 2PL
    UNITED KINGDOM
    Phone
    +4402075808588
    Web
    https://www.gmlcapital.net

  • Complaints Contact

    The Lantern
    75 Hampstead Road
    London
    Camden
    NW1 2PL
    UNITED KINGDOM
    Phone
    +4402075808588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shpresa Gashi

    IRN SXG01939

    • CF4 Partner (17 Apr 2014 to 22 Jun 2018)
    • CF10 Compliance Oversight (10 Dec 2013 to 22 Jun 2018)
    • CF11 Money Laundering Reporting (10 Dec 2013 to 22 Jun 2018)
  • Simon James Milledge

    IRN SJM01535

    • SMF27 Partner (9 Dec 2019 to 5 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2022)
    • CF30 Customer (15 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2011 to 8 Dec 2019)
  • Stefan Paul Pinter

    IRN SPP01035

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jun 2010 to 13 Aug 2010)
    • CF10 Compliance Oversight (3 Jun 2010 to 13 Aug 2010)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (31 Jul 2007 to 8 Dec 2019)
    • CF4 Partner (31 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • Suresh Sunder Advani

    IRN SSA01024

    • SMF27 Partner (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
    • CF4 Partner (17 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • Theodore Raymond Stohner

    IRN TRS01054

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF4 Partner (31 Jul 2007 to 8 Dec 2019)
  • William Richey Christopher Bastow

    IRN WXB01136

    • CF4 Partner (7 Jul 2008 to 23 Feb 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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