Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GML Capital LLP
FRN 469093
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (3 Jun 2010 to 13 Aug 2010)
- CF11 Money Laundering Reporting (3 Jun 2010 to 13 Aug 2010)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (31 Jul 2007 to 31 Oct 2007)
- CF4 Partner (31 Jul 2007 to 8 Dec 2019)
- CF3 Chief Executive (31 Jul 2007 to 8 Dec 2019)
- CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.