Simon James Milledge

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shiprock Capital Management Limited

    FRN 998938

    • [FCA CF] Client dealing (since 8 Apr 2024)
    • SMF3 Executive Director (since 5 Apr 2024)
    • [FCA CF] Material risk taker (since 5 Apr 2024)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • CF30 Customer (10 Nov 2022 to 4 Apr 2024)
    • CF1 Director (AR) (10 Nov 2022 to 4 Apr 2024)
    • [FCA CF] Significant management (7 Oct 2022 to 5 Apr 2024)
    • [FCA CF] Client dealing (7 Oct 2022 to 5 Apr 2024)
  • GML Capital LLP (no longer approved here)

    FRN 469093

    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2022)
    • SMF27 Partner (9 Dec 2019 to 5 Jan 2022)
    • CF30 Customer (15 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.