Shiprock Capital Management Limited

• Principal Place of Business

  Shiprock Capital Management Limited

  5 Savile Row

  London

  W1S 3PB

  UNITED KINGDOM

  Phone

  +442045996010

  Web

  https://www.shiprock.co.uk

• Complaints Contact

  Shiprock Capital Management Limited

  5 Savile Row

  London

  W1S 3PB

  UNITED KINGDOM

  Phone

  +447862277093

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Lewis Gibson

  IRN ALG01042

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Alexander Williamson

  IRN AJW01437

  • [FCA CF] Client dealing (since 1 May 2026)
• Andrey Pavlichenkov

  IRN AXP02245

  • [FCA CF] Client dealing (since 8 Apr 2024)
  • [FCA CF] Material risk taker (since 5 Apr 2024)
  • SMF3 Executive Director (since 5 Apr 2024)
  • SMF1 Chief Executive (5 Apr 2024 to 1 Feb 2025)
• Caj-Nicolai Stephan Vickman

  IRN CSV01008

  • [FCA CF] Client dealing (since 9 Dec 2025)
  • [FCA CF] Material risk taker (since 8 Dec 2025)
• Craig Anthony McCormack

  IRN CAM01320

  • [FCA CF] Client dealing (since 9 Sep 2024)
• David Da Cunha

  IRN DRD01054

  • [FCA CF] Client dealing (since 9 Sep 2024)
• Gavinish Singh Sangha

  IRN GXS00298

  • SMF16 Compliance Oversight (since 9 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2025)
  • SMF3 Executive Director (since 9 May 2025)
• James Michael Walker

  IRN JMW01148

  • SMF16 Compliance Oversight (5 Apr 2024 to 31 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Apr 2024 to 31 Mar 2025)
  • SMF3 Executive Director (5 Apr 2024 to 31 Mar 2025)
• John Henry Frederick Schroder

  IRN JHS01130

  • SMF1 Chief Executive (since 5 Jan 2026)
  • [FCA CF] Client dealing (since 8 Apr 2024)
  • [FCA CF] Material risk taker (since 5 Apr 2024)
  • SMF3 Executive Director (since 5 Apr 2024)
• Kevin Christopher Irwin

  IRN KCI01004

  • [FCA CF] Client dealing (1 Jul 2024 to 17 Jan 2026)

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