Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shiprock Capital Management Limited
FRN 998938
- SMF1 Chief Executive (since 5 Jan 2026)
- [FCA CF] Client dealing (since 8 Apr 2024)
- SMF3 Executive Director (since 5 Apr 2024)
- [FCA CF] Material risk taker (since 5 Apr 2024)
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- CF1 Director (AR) (21 Aug 2023 to 4 Apr 2024)
- CF30 Customer (21 Aug 2023 to 4 Apr 2024)
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- [FCA CF] Client dealing (20 Dec 2021 to 4 Jul 2022)
- [FCA CF] Material risk taker (20 Dec 2021 to 4 Jul 2022)
- [FCA CF] Manager of certification employee (20 Dec 2021 to 4 Jul 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 6 Jun 2021)
- SMF27 Partner (9 Dec 2019 to 6 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2021)
- CF4 Partner (1 Dec 2016 to 8 Dec 2019)
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
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- CF30 Customer (27 May 2016 to 1 Dec 2016)
- CF4 Partner (AR) (27 May 2016 to 1 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
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