Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 8 Apr 2024)
    • SMF3 Executive Director (since 5 Apr 2024)
    • [FCA CF] Material risk taker (since 5 Apr 2024)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • CF1 Director (AR) (21 Aug 2023 to 4 Apr 2024)
    • CF30 Customer (21 Aug 2023 to 4 Apr 2024)
  • Gemcorp Capital Management Limited (no longer approved here)

    FRN 952794

    • [FCA CF] Client dealing (20 Dec 2021 to 4 Jul 2022)
    • [FCA CF] Material risk taker (20 Dec 2021 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (20 Dec 2021 to 4 Jul 2022)
  • Promeritum Investment Management LLP (no longer approved here)

    FRN 747882

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jun 2021)
    • SMF27 Partner (9 Dec 2019 to 6 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2021)
    • CF4 Partner (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF30 Customer (27 May 2016 to 1 Dec 2016)
    • CF4 Partner (AR) (27 May 2016 to 1 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.