Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Apr 2024)
    • SMF3 Executive Director (since 5 Apr 2024)
    • [FCA CF] Material risk taker (since 5 Apr 2024)
    • SMF1 Chief Executive (5 Apr 2024 to 1 Feb 2025)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • CF1 Director (AR) (13 Feb 2023 to 4 Apr 2024)
    • CF30 Customer (13 Feb 2023 to 4 Apr 2024)
    • [FCA CF] Client dealing (7 Oct 2022 to 5 Apr 2024)
  • VR Advisory Services (UK) LLP (no longer approved here)

    FRN 615778

    • CF4 Partner (1 Jul 2014 to 30 Jun 2015)
    • CF30 Customer (1 Jul 2014 to 30 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.