Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shiprock Capital Management Limited
FRN 998938
- [FCA CF] Client dealing (since 8 Apr 2024)
- SMF3 Executive Director (since 5 Apr 2024)
- [FCA CF] Material risk taker (since 5 Apr 2024)
- SMF1 Chief Executive (5 Apr 2024 to 1 Feb 2025)
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- CF1 Director (AR) (13 Feb 2023 to 4 Apr 2024)
- CF30 Customer (13 Feb 2023 to 4 Apr 2024)
- [FCA CF] Client dealing (7 Oct 2022 to 5 Apr 2024)
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- CF4 Partner (1 Jul 2014 to 30 Jun 2015)
- CF30 Customer (1 Jul 2014 to 30 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.