William Richey Christopher Bastow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Russell Wood Limited (no longer approved here)
FRN 141296
- SMF16 Compliance Oversight (24 Oct 2024 to 26 Mar 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2024 to 26 Mar 2026)
Broadwalk Asset Management LLP (no longer approved here)
FRN 475886
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 13 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- CF10 Compliance Oversight (27 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (27 Sep 2017 to 8 Dec 2019)
- CF30 Customer (26 May 2017 to 8 Dec 2019)
GML Capital LLP (no longer approved here)
FRN 469093
- CF4 Partner (7 Jul 2008 to 23 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.