GML Capital LLP

Date authorised
1 April 2013
Companies House
OC326977
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Lantern
    75 Hampstead Road
    London
    Camden
    NW1 2PL
    UNITED KINGDOM
    Phone
    +4402075808588
    Web
    https://www.gmlcapital.net

  • Complaints Contact

    The Lantern
    75 Hampstead Road
    London
    Camden
    NW1 2PL
    UNITED KINGDOM
    Phone
    +4402075808588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diana Laura Reyes Mercado

    IRN DXR07994

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2024)
    • SMF27 Partner (9 Dec 2019 to 31 May 2022)
    • CF4 Partner (19 Nov 2018 to 8 Dec 2019)
  • Dominique Ghassan Kateb

    IRN DGK01016

    • CF30 Customer (23 Jun 2016 to 12 Sep 2016)
    • CF4 Partner (23 Jun 2016 to 12 Sep 2016)
    • CF4 Partner (AR) (8 Jun 2011 to 27 Jul 2011)
  • Eric Jan Zandvliet

    IRN EJZ00003

    • CF4 Partner (18 Jan 2008 to 27 Feb 2009)
    • CF30 Customer (13 Nov 2007 to 27 Feb 2009)
  • Fatima Saeed

    IRN FXS01464

    • CF4 Partner (3 Jun 2015 to 20 Jul 2017)
  • James Molteno Morris

    IRN JMM01317

    • CF30 Customer (2 Apr 2014 to 7 Jul 2017)
    • CF4 Partner (30 Jun 2008 to 7 Jul 2017)
  • Janis Catherine Brady

    IRN JCB01248

    • SMF27 Partner (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2022)
    • CF4 Partner (18 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • John Cary Eggleston Jr.

    IRN JCE01060

    • [FCA CF] Material risk taker (9 Dec 2019 to 10 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2022)
    • SMF27 Partner (9 Dec 2019 to 10 May 2022)
    • CF4 Partner (19 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
  • Jonathan Henry Martyn Harfield

    IRN JHH01075

    • CF4 Partner (24 Jul 2008 to 20 Aug 2009)
    • CF30 Customer (23 Apr 2008 to 20 Aug 2009)
  • Joseph Hugo Vittoria

    IRN JHV01006

    • CF10 Compliance Oversight (31 Jul 2007 to 25 Jan 2010)
    • CF11 Money Laundering Reporting (31 Jul 2007 to 25 Jan 2010)
    • CF4 Partner (31 Jul 2007 to 25 Jan 2010)
  • Julie Fortune Holderness Shaw

    IRN JFH01069

    • CF4 Partner (17 Nov 2008 to 30 Jul 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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