GML Capital LLP

Date authorised
1 April 2013
Companies House
OC326977
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Lantern
    75 Hampstead Road
    London
    Camden
    NW1 2PL
    UNITED KINGDOM
    Phone
    +4402075808588
    Web
    https://www.gmlcapital.net

  • Complaints Contact

    The Lantern
    75 Hampstead Road
    London
    Camden
    NW1 2PL
    UNITED KINGDOM
    Phone
    +4402075808588

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Christopher Irwin

    IRN KCI01004

    • SMF27 Partner (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
    • CF4 Partner (14 Aug 2015 to 8 Dec 2019)
  • Matthew Kevin Raver

    IRN MKR01042

    • CF11 Money Laundering Reporting (14 Feb 2011 to 15 Aug 2013)
    • CF10 Compliance Oversight (14 Feb 2011 to 15 Aug 2013)
    • CF4 Partner (14 Feb 2011 to 28 Feb 2013)
  • Maxim Matveev

    IRN MXM01412

    • CF30 Customer (1 Nov 2007 to 24 Jan 2018)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF4 Partner (31 Jul 2007 to 24 Jan 2018)
  • Neal Jenkins

    IRN NXJ01120

    • CF30 Customer (3 May 2018 to 17 Jul 2018)
  • PATRICK Bayliss

    IRN PTB01034

    • CF4 Partner (17 Jan 2008 to 30 Sep 2013)
    • CF30 Customer (13 Nov 2007 to 30 Sep 2013)
  • Peter James Bartlett

    IRN PJB01234

    • SMF27 Partner (9 Dec 2019 to 21 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF4 Partner (21 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (21 Mar 2018 to 8 Dec 2019)
  • Robert Ross MacLean

    IRN RRM01009

    • CF10 Compliance Oversight (13 Aug 2010 to 10 Dec 2010)
    • CF11 Money Laundering Reporting (13 Aug 2010 to 10 Dec 2010)
  • Sanford Garland Henry

    IRN SGH01063

    • CF4 Partner (22 May 2013 to 18 Dec 2013)
    • CF30 Customer (22 May 2013 to 18 Dec 2013)
  • Sean Charles Aston

    IRN SXA00535

    • [FCA CF] Client dealing (10 Feb 2022 to 19 Jan 2024)
  • Sergei Portianoi

    IRN SXP01227

    • CF21 Investment Adviser (31 Jul 2007 to 7 Sep 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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