Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Spinnaker Capital Limited
FRN 190782
- [FCA CF] Client dealing (since 3 Jan 2023)
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- Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 30 Jun 2021)
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- SMF27 Partner (9 Dec 2019 to 21 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- CF30 Customer (21 Mar 2018 to 8 Dec 2019)
- CF4 Partner (21 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (2 May 2017 to 6 Feb 2018)
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- Employed By (11 Oct 2016 to 27 Mar 2017)
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- CF30 Customer (11 Oct 2016 to 27 Mar 2017)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.