CSL Capital (UK) Limited

Date authorised
6 January 2020
Companies House
11818051
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Upper Grosvenor Street
    2nd floor
    London
    Westminster
    W1K 2NB
    UNITED KINGDOM
    Phone
    +442081871220
    Web
    https://www.cslcapitaluk.com

  • Complaints Contact

    The Capital Partnership
    11 Upper Grosvenor Street
    London
    Westminster
    W1K 2NB
    UNITED KINGDOM
    Phone
    +442081871220

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bal Chandra Achary

    IRN BCA01007

    • Director of firm who is not a certification employee or a SMF manager (since 29 Mar 2021)
  • Kwami Mawuli Letsa

    IRN KXL23830

    • [FCA CF] Client dealing (since 27 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jan 2020 to 27 Feb 2024)
    • SMF16 Compliance Oversight (6 Jan 2020 to 27 Feb 2024)
  • Lydia Rangapanaiken

    IRN LXR00004

    • [FCA CF] Client dealing (22 Jun 2020 to 16 Apr 2021)
  • Olubunmi Titilayo Fatokun

    IRN OXF00042

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Feb 2024)
    • SMF16 Compliance Oversight (since 12 Feb 2024)
  • Olugboyega Olugdolahon Balogun

    IRN OXB01018

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF1 Chief Executive (since 6 Jan 2020)
    • SMF3 Executive Director (since 6 Jan 2020)
  • Peter James Bartlett

    IRN PJB01234

    • Director of firm who is not a certification employee or a SMF manager (29 Mar 2021 to 30 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.