Spinnaker Capital Limited

Date authorised
1 April 2013
Companies House
03758622
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Spinnaker Capital Limited
    52 Jermyn Street
    London
    SW1Y 6LX
    ENGLAND
    Phone
    +442079032900
    Web
    https://www.spinnakercapital.com

  • Complaints Contact

    52 Jermyn Street
    London
    SW1Y 6LX
    ENGLAND
    Phone
    +442079032902

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Akash Gupta

    IRN AXG01809

    • CF30 Customer (11 Jan 2013 to 31 Oct 2014)
  • Alexis Habib

    IRN AXH01282

    • SMF1 Chief Executive (since 5 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 20 Feb 2012)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Feb 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Andre Diniz Junqueira

    IRN ADJ01067

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
    • CF30 Customer (13 Oct 2014 to 8 Dec 2019)
  • Aziz Francis

    IRN FXA01143

    • CF30 Customer (15 Dec 2008 to 2 May 2017)
  • Boris Erenburg

    IRN BXE01084

    • CF30 Customer (1 Nov 2007 to 24 Aug 2017)
    • CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (29 Mar 2007 to 31 Oct 2007)
  • Bradley James Wickens

    IRN BJW01047

    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Catherine Anne Kenworthy

    IRN CAK01048

    • CF30 Customer (21 Sep 2015 to 15 May 2019)
  • Christian Robert Kopf

    IRN CRK01022

    • CF30 Customer (1 Nov 2007 to 27 Jun 2017)
    • CF27 Investment Management (28 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Feb 2007 to 31 Oct 2007)
  • Claude Marcel Lucien Marion

    IRN CMM01071

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Daniel Strauss Vasques

    IRN DXS01990

    • CF30 Customer (15 Dec 2008 to 30 Jun 2016)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.