Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTG PACTUAL (UK) LIMITED
FRN 830774
- [FCA CF] Client dealing (since 19 Sep 2023)
- [FCA CF] Manager of certification employee (since 19 Sep 2023)
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- CF30 Customer (25 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 24 Aug 2017)
- CF21 Investment Adviser (29 Mar 2007 to 31 Oct 2007)
- CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.