BTG PACTUAL (UK) LIMITED

• Principal Place of Business

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

  Web

  https://www.btgpactual.com

• Complaints Contact

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alfred Mallol

  IRN AXM02494

  • CF30 Customer (18 Jul 2019 to 30 Sep 2019)
• Ali Biaz

  IRN AXB04038

  • [FCA CF] Material risk taker (3 Mar 2021 to 3 Jan 2022)
  • [FCA CF] Manager of certification employee (3 Mar 2021 to 28 Feb 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Amos Genish

  IRN AXG00282

  • [FCA CF] Material risk taker (15 Feb 2021 to 3 Jan 2022)
• Andrea Carlo Fioravanti

  IRN AXF01150

  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Andrei Rodzianko

  IRN AXR01299

  • [FCA CF] Client dealing (since 26 Sep 2023)
• Ben Hopkins

  IRN BXH00119

  • [FCA CF] Significant management (9 Dec 2019 to 18 Dec 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2022)
• Benjamin Clerget

  IRN BXC01490

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2020)
  • CF1 Director (18 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Boris Erenburg

  IRN BXE01084

  • [FCA CF] Manager of certification employee (since 19 Sep 2023)
  • [FCA CF] Client dealing (since 19 Sep 2023)
• Bruno Duque Horta Nogueira

  IRN BXD00216

  • Director of firm who is not a certification employee or a SMF manager (since 6 Apr 2023)
• Carlos Alberto Villote De Oliveira

  IRN CXV00015

  • [FCA CF] Client dealing (since 28 Aug 2023)

• Scarlet Capital Limited (no longer appointed)

  FRN 975552 · Appointed 12 May 2022 · Until 29 May 2025 · Tied agent

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