BTG PACTUAL (UK) LIMITED

• Principal Place of Business

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

  Web

  https://www.btgpactual.com

• Complaints Contact

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Van Saun Schneirla

  IRN CXS14194

  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Claudio Pesce Konarzewski

  IRN CPK01028

  • [FCA CF] Client dealing (since 7 Mar 2023)
• Cornell Richard Fox

  IRN CXF15314

  • CF30 Customer (24 Sep 2019 to 5 Dec 2019)
• Cyril David Mikael Delapraz

  IRN CDD01032

  • [FCA CF] Significant management (since 21 Jul 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 3 Jan 2022)
• Damian James Smalley

  IRN DXS00639

  • CF1 Director (AR) (17 May 2022 to 20 Mar 2025)
  • CF30 Customer (17 May 2022 to 20 Mar 2025)
• Daniel Gargiulo

  IRN DXG01444

  • SMF3 Executive Director (since 6 Aug 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Deborah Hunter McLean

  IRN DXM00369

  • [FCA CF] Significant management (since 3 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Mar 2022)
• Devki Paayal

  IRN DXP02350

  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Fabrizio Giurda

  IRN FXG01193

  • CF30 Customer (18 Jul 2019 to 19 Sep 2019)
• Felipe Schneider Bressani

  IRN FXS00170

  • [FCA CF] Client dealing (7 Jul 2023 to 9 Aug 2024)

• Scarlet Capital Limited (no longer appointed)

  FRN 975552 · Appointed 12 May 2022 · Until 29 May 2025 · Tied agent

No changes recorded yet.