BTG PACTUAL (UK) LIMITED

• Principal Place of Business

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

  Web

  https://www.btgpactual.com

• Complaints Contact

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Flavio Peres Gaeta

  IRN FXG00036

  • [FCA CF] Significant management (9 Dec 2019 to 20 Sep 2021)
• Frederico Jose Giovine Monnerat Araujo

  IRN FXA13456

  • SMF1 Chief Executive (since 31 Mar 2022)
  • SMF3 Executive Director (since 7 Sep 2020)
  • [FCA CF] Client dealing (since 7 Sep 2020)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Gautier Andre Pierre Oudine

  IRN GAO01022

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2021)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Giovanni Baulino

  IRN GXB01923

  • [FCA CF] Client dealing (since 18 Jun 2024)
• Gordon George Hickman

  IRN GGH01009

  • [FCA CF] Client dealing (23 Aug 2021 to 24 Mar 2023)
• Guillaume Loic Andre-Lucien Salomon

  IRN GLS01029

  • CF30 Customer (18 Jul 2019 to 1 Oct 2019)
• HUGO DOSE RIBEIRO

  IRN HDR00014

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Henrique Sorgi Catarino

  IRN HSC01026

  • [FCA CF] Client dealing (since 21 Jul 2025)
• Ian Gregor MacIntosh

  IRN IGM01023

  • [FCA CF] Client dealing (12 Sep 2023 to 26 Feb 2025)
• JAMES WILLIAM MCBRIDE

  IRN JXW16419

  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)

• Scarlet Capital Limited (no longer appointed)

  FRN 975552 · Appointed 12 May 2022 · Until 29 May 2025 · Tied agent

No changes recorded yet.