Henrique Sorgi Catarino

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTG PACTUAL (UK) LIMITED

    FRN 830774

    • [FCA CF] Client dealing (since 21 Jul 2025)
  • BB SECURITIES LIMITED (no longer approved here)

    FRN 170479

    • [FCA CF] Material risk taker (4 Oct 2024 to 27 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 27 Jun 2025)
    • [FCA CF] Significant management (1 Jan 2021 to 4 Oct 2024)
    • [FCA CF] Client dealing (1 Jan 2021 to 27 Jun 2025)
    • CF30 Customer (26 Nov 2019 to 8 Dec 2019)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (1 Sep 2017 to 23 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.