Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTG PACTUAL (UK) LIMITED (no longer approved here)

    FRN 830774

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2021)
    • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 7 Nov 2011)
    • CF21 Investment Adviser (8 Sep 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 7 Nov 2011)
    • CF21 Investment Adviser (8 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.