BTG PACTUAL (UK) LIMITED

• Principal Place of Business

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

  Web

  https://www.btgpactual.com

• Complaints Contact

  B T G Pactual

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BR

  UNITED KINGDOM

  Phone

  +442076474900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jaime Roberto Da Costa Felipe Junior

  IRN JXD00491

  • [FCA CF] Significant management (since 20 Sep 2021)
• James Maltz

  IRN JXM03976

  • [FCA CF] Client dealing (6 Jan 2020 to 30 Sep 2022)
• Jan Christian Keller

  IRN JCK01075

  • [FCA CF] Client dealing (since 7 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2022)
  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Jean-Marc Daniel Alain Aboussouan

  IRN JDA01102

  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Jocelyn Skander Rosa-Boudjemaa

  IRN JXR02217

  • [FCA CF] Client dealing (since 9 Oct 2023)
• John Huw Gwili Jenkins

  IRN JHJ01024

  • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
• Jonathan Nicholas Searle

  IRN JNS01030

  • [FCA CF] Client dealing (12 Sep 2022 to 26 Apr 2024)
• Joseph Sakr

  IRN JXS03994

  • [FCA CF] Manager of certification employee (since 12 Feb 2025)
  • [FCA CF] Client dealing (since 1 Jul 2024)
• Judith Kathryn Wheelan

  IRN JKW01039

  • CF30 Customer (18 Jul 2019 to 5 Dec 2019)
• Juliano Mattar

  IRN JXM01614

  • [FCA CF] Client dealing (since 11 Apr 2023)

• Scarlet Capital Limited (no longer appointed)

  FRN 975552 · Appointed 12 May 2022 · Until 29 May 2025 · Tied agent

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