Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTG PACTUAL (UK) LIMITED
FRN 830774
- [FCA CF] Client dealing (since 7 Jun 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
- CF30 Customer (18 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (16 Mar 2023 to 3 Jun 2024)
- [FCA CF] Client dealing (7 Jun 2022 to 3 Jun 2024)
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- (12)Employed By (16 Mar 2023 to 3 Jun 2024)
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- CF30 Customer (5 May 2011 to 31 Jul 2014)
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- CF30 Customer (15 May 2009 to 28 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.