Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Jun 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 May 2022)
    • CF30 Customer (18 Jul 2019 to 8 Dec 2019)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • CF30 Customer (16 Mar 2023 to 3 Jun 2024)
    • [FCA CF] Client dealing (7 Jun 2022 to 3 Jun 2024)
  • Prism Financial Products LP (no longer approved here)

    FRN 782608

    • (12)Employed By (16 Mar 2023 to 3 Jun 2024)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF30 Customer (5 May 2011 to 31 Jul 2014)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF30 Customer (15 May 2009 to 28 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.