Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 15 Jan 2026)
    • SMF1 Chief Executive (since 18 Nov 2022)
    • SMF27 Partner (since 18 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Nov 2022 to 10 Sep 2024)
    • SMF16 Compliance Oversight (18 Nov 2022 to 7 May 2024)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 18 Aug 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2020)
    • SMF27 Partner (9 Dec 2019 to 11 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (7 Mar 2005 to 1 Feb 2010)
    • CF10 Compliance Oversight (7 Mar 2005 to 23 Oct 2008)
    • CF3 Chief Executive (7 Mar 2005 to 16 Nov 2009)
    • CF4 Partner (7 Mar 2005 to 15 Dec 2010)
    • CF8 Apportionment and Oversight (7 Mar 2005 to 31 Oct 2007)
    • CF27 Investment Management (7 Mar 2005 to 31 Oct 2007)
  • GML Capital LLP (no longer approved here)

    FRN 469093

    • CF11 Money Laundering Reporting (31 Jul 2007 to 25 Jan 2010)
    • CF4 Partner (31 Jul 2007 to 25 Jan 2010)
    • CF10 Compliance Oversight (31 Jul 2007 to 25 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

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