GMG Brokers Ltd

Date authorised
1 April 2013
Companies House
06775037
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Augustine House, 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +442038737494
    Web
    https://www.gmg-brokers.com

  • Complaints Contact

    G M G Brokers Ltd
    Augustine House 2nd Floor
    6a Austin Friars
    London
    City Of London
    EC2N 2HA
    UNITED KINGDOM
    Phone
    +4402038737495

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Stuart Ross Grant

    IRN NSG01020

    • CF29 Significant management (13 May 2010 to 10 Feb 2012)
    • CF11 Money Laundering Reporting (13 May 2010 to 10 Feb 2012)
    • CF10 Compliance Oversight (13 May 2010 to 10 Feb 2012)
  • Nicholas William Entwisle

    IRN NXE10410

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Jan 2019 to 8 Dec 2019)
  • Nigel John Andrew

    IRN NJA01025

    • CF2 Non Executive Director (11 May 2010 to 29 Mar 2013)
  • Oliver Cierpka

    IRN OXC01069

    • CF30 Customer (5 Sep 2013 to 21 Nov 2014)
  • Olivier Gerard Pierre Tricou

    IRN OGT01005

    • CF30 Customer (28 Oct 2011 to 11 Nov 2011)
  • Opeyemi Olayanju

    IRN OXO00027

    • [FCA CF] Manager of certification employee (since 19 Feb 2024)
    • [FCA CF] Client dealing (since 19 Aug 2023)
  • Osman Sencer

    IRN OXS01176

    • [FCA CF] Client dealing (8 Apr 2020 to 2 Aug 2022)
  • Pawel Bilinski

    IRN PXB00780

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Petr Havlicek

    IRN PXH00725

    • [FCA CF] Client dealing (since 27 May 2024)
  • Philip John Westwood

    IRN PJW01152

    • CF30 Customer (21 Dec 2012 to 26 Jun 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ana Loncar (no longer appointed)

    FRN 972116 · Appointed 15 Mar 2022 · Until 10 Oct 2022

  • EVGENI RUDMAN (no longer appointed)

    FRN 926386 · Appointed 19 May 2020 · Until 10 Oct 2022

  • Anton Morozov (no longer appointed)

    FRN 925512 · Appointed 1 May 2020 · Until 10 Oct 2022

  • LEAP Energy Ltd (no longer appointed)

    FRN 589484 · Appointed 9 Oct 2012 · Until 26 Jun 2013

  • GETAMAX Ltd (no longer appointed)

    FRN 563811 · Appointed 2 Sep 2011 · Until 10 Oct 2012

  • Wall Consulting Ltd (no longer appointed)

    FRN 554451 · Appointed 28 Jun 2011 · Until 10 Feb 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.